Chief Compliance Officer
New York Office | email@example.com |
Hale Halasy, Chief Compliance Officer, is a compliance and financial training professional with more than thirty years of experience in the securities industry. He carries the Series 7, 24 and 99 licenses.
A Certified Anti-Money Laundering Specialist, Mr. Halasy also manages the AML testing program of S.D. Daniels & Company LLC. As a respected member of the New York Stock Exchange Series 6, 7, 22, and 82 Test Writing Committees from 1999 – Present, and, more recently, a Founder and Director of CCH Wall Street Financial Training, Mr. Halasy amassed thirteen years of experience training business professionals in compliance related topics.